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Netcapital receives Nasdaq delisting notice over delayed filings

9/26/2026

(Nasdaq: NCPL) disclosed on September 25, 2026, that it received a second notice from The Nasdaq Stock Market LLC regarding its failure to timely file periodic reports with the Securities and Exchange Commission.

The Listing Qualifications Department issued the notice on September 21, 2026, citing the company's delinquency in filing its Quarterly Report on Form 10-Q for the fiscal quarter ended July 31, 2026, and its Annual Report on Form 10-K for the fiscal year ended April 30, 2026.

This non-compliance violates Nasdaq Listing Rule 5250(c)(1), which mandates the timely submission of all required financial disclosures.

The September notice follows an earlier communication from Nasdaq dated August 24, 2026, which specifically addressed the overdue Form 10-K.

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