Lument Finance Trust regains NYSE minimum share price compliance

Lument Finance Trust, Inc. (NYSE: LFT) has regained compliance with the New York Stock Exchange minimum share price requirement, according to a Form 8-K filed with the Securities and Exchange Commission on October 6, 2026. The company reported receiving notice from the NYSE on October 1, 2026, confirming that it met the standards outlined in Section 802.01C of the NYSE Listed Company Manual.

The determination was based on the calculation of the company's average stock price for the 30-trading days ended September 30, 2026. This average exceeded the NYSE's minimum requirement of $1.00, which is determined using a 30-trading day average. The filing indicates that the company's common stock will continue to be listed and traded on the NYSE, subject to its continued compliance with this and other NYSE listing standards.

The report was signed by James A. Briggs, Chief Financial Officer of Lument Finance Trust, Inc. The company is incorporated in Maryland and maintains its principal executive offices at 230 Park Avenue in New York, New York. Its securities are registered under Section 12(b) of the Exchange Act, including Common Stock with a par value of $0.01 per share and 7.875% Series A Cumulative Redeemable Preferred Stock with a par value of $0.01 per share, both trading on the New York Stock Exchange.